Stephen F. Austin State University

Independent Foundations

There are three entities that solicit and receive donations, maintain investment portfolios, and expend funds on behalf of Stephen F. Austin State University (SFASU). Those are the SFASU Foundation, Alumni Association, and Alumni Foundation.

The SFASU Foundation Finance Committee is responsible for oversight of the SFASU Foundation investments. The SFASU Foundation investments are managed by Merrill Lynch Inc. The market value of the SFASU Foundation's investment assets as of 8/31/2013 was $20,556,411. The firm information is as follows:

Merrill Lynch Inc.
The LMT Group
Karl Lindekugel III
6751 Old Jacksonville Hwy
Tyler, TX 75703

Mr. Dale Green is the Interim-Executive Director of Alumni Affairs. He is responsible for oversight of the Alumni investments.

Larry Milton of Merrill Lynch Inc. manages the SFASU Alumni Association's investments. As of 8/31/2013 the market value of the Alumni Association's investment assets was $1,568,375. The investment firm information is as follows:

Merrill Lynch
The Milton Group
Larry Milton
4201 Bridgeview Dr.
Fort Worth, TX 76109

The majority of the SFASU Alumni Foundation's investment assets are managed by Karl Lindekugel III of Merrill Lynch Inc. That amount as of 8/31/2013 was $19,616,176. The firm information is as follows:

Merrill Lynch Inc.
The LMT Group
Karl Lindekugel III
6751 Old Jacksonville Hwy
Tyler, TX 75703

A portion of the SFASU Alumni Foundation's investment assets are managed by the SFASU Student Roundtable. That amount as of 8/31/2013 was $148,185. The firm information is as follows:

SFASU Student Roundtable.
Dr. Emiliano Guidici - Assistant Professor of Finance
Dr. Todd Brown - Chair and Associate Professor of Finance
Box 13009-SFA Station
Nacogdoches, Texas 75962-3009

A portion of the SFASU Alumni Foundation's investment assets are managed by William H. Jansen and Stephen Lonzo of the Commonfund. That amount as of 8/31/2013 was $440,236. The firm information is as follows:

Commonfund
William H. Jansen, CFA
Stephen Lonzo
15 Old Danbury Rd.
Walton, CT 06897